09.09.2025 10.28 CDT
SEC penalizes Empower and Vanguard for inadequate managed account disclosures
Empower and Vanguard Penalized for Undisclosed Conflicts
On August 29, the SEC issued orders against units of Empower and Vanguard for inadequate and misleading disclosure regarding the firms’ conflicts of interest in promoting their managed account products.
The SEC has issued orders against Empower and Vanguard for inadequate and misleading disclosure regarding the sales of the firms’ managed account products.
25.10.2018 09.34 CDT
Disclosure on health care costs can help reduce those costs. That is not always true.
Increased Health Care Disclosure: Will It Help?
The federal government has taken steps to increase the amount of information available to consumers about health care costs. Will it help?
In recent weeks the federal government has taken a number of steps to increase the information available to consumers. However, it is not clear whether these new disclosures represent breakthroughs in transparency or are simply window dressing.