02.03.2021 03.16 CST
New court rulings may benefit employers.
15.07.2020 11.54 CDT
The DOL’s new guidance reinstates prior definition of investment fiduciary and offers new exemption for (otherwise prohibited) forms of compensation for plan fiduciaries.
03.07.2020 06.45 CDT
Proposed DOL regulations would add new restrictions to the use of ESG funds.
19.11.2018 08.31 CST
Retirement plan recordkeepers are seeing ongoing pressure on fees. Their approach to developing alternative revenue sources could have implications for plan fiduciaries.
05.06.2018 12.08 CDT
Regulators and courts may focus on the different rules for “investment advisers” and “brokers.” But, in the real world, this distinction confuses investors and undermines consumer protections.